Twelve points Blog
Regulatory Compliance Education Benefits the Whole Team
I recently had the opportunity to attend the annual Regulatory Compliance Conference in Boca Raton, FL. In addition to bringing colleagues from both the Registered Investment Advisor (RIA) side and Broker-Dealer side of the financial services industry together
Making it Personal: Client Service and the Guest Experience
Service. It’s what sets businesses apart. Why does it play such a crucial role in their success? Take a look around. There seem to be multiple options for every type of service imaginable; if you need a dry cleaner, odds are there are several shops in your town to choose
Congratulations to Kimberly Van Winkle, Our New Chief Compliance Officer and Director of Operations!
We are pleased to announce the promotion of Kimberly Van Winkle to Chief Compliance Officer and Director of Operations, effective January 4, 2016. In her new role, Kimberly is responsible for monitoring and directing daily operations and regulatory compliance
Is Your Advisor Talking with You…Or Avoiding You?
Good relationships are built on trust and communication. While this rings true for how you interact with your significant other, it also applies to your relationship with your financial advisor. The recent volatility in the market put relationships between advisors and their clients to the test
Top Women CFOs Teach Local Women How to be Successful Leaders
On a chilly night in early December, our Co-Founder and Principal Francesca Federico co-hosted the second event in the C-Suite Series with Tomorrow’s Women TODAY, a local non-profit organization dedicated to fostering women into leaders in our community
Francesca Federico Featured in Fortune
In the News…Co-Founder and Principal Francesca Federico recently wrote two features for The Entrepreneur Insider network, an online community for Fortune Magazine. Her first article, which appeared on December 17, 2015, answered the question
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